Let us increase your organizational capacity by managing KYC, suitability, and papering, while you focus your energies on sales and business development.
With increasing regulatory scrutiny on the legitimate capital raising activities of MIC's/funds/junior issuers/etc, the need for an arms length organization to ensure client suitability has never been more important.
Robson can manage the KYC, suitability, and trustee relationship for your clients, allowing your organization to spend its time and focus on sales and BD.
Any investment has a degree of risk associated with it. At Robson Capital, we believe that risk can be mitigated by working with your clients to ensure that they fully understand the products that they are investing in; outlining both the risks and the rewards before deploying their capital. This arms length relationship adds a layer of oversight that will ensure both yours and your clients best interests are protected.
As an added control, all our transactions at Robson Capital are subject to an external compliance monitor who periodically ensure we have have acted in good faith when on-boarding your clients. This whole process is transparent available for review to you.
All investments, exempt products included, have an associated level of risk which the investor should be aware of. An integral part in managing your back office is understanding the product, and being able to match the right investor to it. At Robson Capital, we believe in offering products that make sense for the investor, which starts with conducting an exhaustive due diligence.
A solution for issuers that seamlessly produces CRM2 statements which closes the loop for an affordable client compliance program.