Robson Capital Partners is proud to introduce Tomas Y. Seto as our new Chief Compliance Officer.
He will be responsible for managing all aspects of compliance, and brings with him 20 years of progressive experience in financial services including trading, supervision, credit, Canadian and U.S. regulatory compliance for broker-dealers, investment management, exempt market securities, privacy, and anti-money laundering.
Tomas’s previous experiences include Chief Compliance Officer at ZLC Wealth and Salman Partners. He was a member of the Investment Industry Regulatory Organizations of Canada (IIROC) Compliance and Legal Section (CLS), and was also an elected member of IIROC CLS Executive Committee. Prior to that Tomas was responsible for trading supervision of Institutional Equity and Fixed Income at Scotia Capital, Toronto.
Tomas graduated with a Bachelor of Arts in Management from the University of Toronto.